CFPB, OCC, and FDIC Regulatory Audit Preparation
Exam Readiness that Minimizes Regulatory Findings
The best defense against a negative exam is a proactive offense. Our firm prepares your team with the same rigor a regulator uses, ensuring a smooth, efficient process and minimizing the likelihood of findings. We focus specifically on consumer compliance regulations enforced by the CFPB, OCC, and FDIC.
Our Exam Readiness Services
Mock Exams & Gap Analysis: Conducting detailed mock exams to identify weaknesses in documentation, processes, and control environments.
Executive Interview Prep: Coaching your Chief Compliance Officer and senior management on how to effectively communicate with examiners.
Data & Documentation Review: Ensuring all requested data—from fair lending reports to stress testing results—is accurate, organized, and auditable. We provide the audit and assurance support to close gaps before the examiners arrive.
Expert Financial Solutions You Can Trust, Get Started Now!
Partner with Trust But Verify to build resilient systems for Enterprise Risk Management, Regulatory Compliance, and Financial Consulting. Our proven frameworks help organizations safeguard their integrity, enhance performance, and maintain compliance with global standards.
